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RIS Investment Operations Specialist - Birmingham, AL

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.
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Job Description:
At Regions, the Investment Operations Specialist position will provide client and Financial Consultant support. The role will work as a liaison between the client and Financial Consultant to provide account and financial product information.
Primary Responsibilities
Respond to Financial Consultant compliance inquiries and escalated issues
Analyze account information to discover any issues
Recommend best paths for Financial Consultants and clients
Monitor and follow up on new business
Respond to client inquiries and requests
Update and review operational tasks
Clerical duties such as answering telephones, mailing, filing, and processing forms
This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay.
Required Qualifications
High School Diploma or GED equivalent
Three (3) years of bank brokerage experience
Certifications and Licenses
FINRA Series 7, 63, and 65 or 66
Life Insurance License
Skills and Competencies
Strong analyzing, coordinating, organizing, and follow up skills
Ability to research solve complex problems
Location:Hoover, Alabama
EEO/AA/Minorities/Females/Disabled/Veterans



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